Information for our Clients

HFI Securities, Inc. is a full service broker-dealer. We are members of the Financial Industry Regulatory Authority (FINRA) and of , the Securities Investor Protection Corporation.

We offer a full range of customer accounts, brokerage services, and investment portfolios to our customers, including equities, corporate debt securities, mutual funds, US Government securities, municipal securities, variable life insurance and annuities.

If you are interested in speaking with one of our staff members about a new equity, margin, IRA, Roth IRA, or other type of account, or require help with your existing account, please contact us and let us know how we can help!

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In accordance with the FINRA Investor Education and Protection Rule, we are providing the following information:

• The FINRA Public Disclosure Program Hotline Number is (800) 289 - 9999.
• An Investor brochure that includes information concerning the FINRA Public Disclosure Program is available at no charge by calling the Public Disclosure Hotline or through the FINRA website.

In accordance with Rule 11AC1-6, HFI Securities, Inc. has adopted the order execution flow report prepared by our clearing firm. You may access the report by clicking here.

Customers wishing to view HFI Securities Inc.'s Privacy Policy should click here.

To review HFI Securities, Inc.'s Business Continuity Disclosure Policy click here.